Disclosures

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Form ADV Part II

Pursuant to Rule 204-3 of the Investment Advisers Act of 1940, we continuously offer our clients and prospective clients a copy of our most recent Form ADV Part II describing our firm and methods of operation. Please contact our customer service department @ (888) 743-1400 to request a copy.

1. We collect non-public personal information about our clients from various sources, including applications, or other forms; and information about transactions with our client’s broker-dealers.

2. We do not disclose non-public information about our customers or former customers to anyone, except as permitted by law.

3. We restrict access to non-public personal information to those employees who have a need-to-know in order to provide products or services. We maintain physical, electronic and procedural safeguards to protect non-public personal information.

Investment Commentaries

Commentaries are published by Pentecost Capital Management, Inc. (PCM). They are not purported to be a statement of all material facts relating to any securities that may have been mentioned. The information contained, while not guaranteed as to accuracy or completeness, has been obtained from sources that we believe to be reliable. Any securities mentioned do not represent all securities bought, sold or recommended to PCM clients. Opinions expressed herein are subject to change without notice. PCM, or one or more of its officers, may have a position in any securities discussed herein and may purchase or sell such securities from time to time. Specific information regarding this topic is available any time upon request.

For Our Clients

Notify us as soon as practicable of any material changes in your financial situation, or investment objectives. In addition, let us know if you would like to impose any restrictions on the management of your accounts, or modify any existing account restrictions.